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Thursday, 27 April 2017 08:25

FINRA Releases Guidance on Social Media

Great news, the answers we've all been waiting for regarding the application of FINRA rules governing communications with the public via social media and other emerging technologies have been released. 

SunStar Strategic webinar - An Inside Look: Mergers, Acquisitions & Private Equity Investments in the Asset Management Industry 

Monday, 24 April 2017 11:18

Is Active Management Passé?

“Reports of the death of active management are not just premature, they are altogether incorrect.”

All too often we hear about media opportunities that were lost or turned away because on the surface they seemed they might not be exactly the right fit. 

Two longtime successful financial advisors shared their insights. Barbara Moser of Moser & Heier, $200M AUM and Shawn McLaughlin of McLaughlin Ryder, $650M AUM talked about how they select new funds for their clients' portfolios.

Tuesday, 21 March 2017 13:17

Share Classes - Where are they Headed?

Unless you’ve been living under a rock, you’ve heard of the impending DOL fiduciary rule. While it’s unlikely the DOL Rule will go into effect as initially proposed, some form of it will likely persist because, as they say, “you can’t un-ring a bell.” 

Are your portfolio managers too busy handling assets to set aside time to sell? Is performance down, and the need to make sure funds are being sold ever-growing? If you answered yes to either of these questions, it is time to hire a wholesaler.

In the spirit of St. Patrick’s Day, we’re taking a look at some popular investing myths that seem to captivate investors. 

As a society, we’ve come to rely more and more on digital resources versus paper or even in person resources. Does that carryover to communication methods as well?

Friday, 20 January 2017 06:18

Obama's Impact On Investing

Did you ever liken your financial advisor to a smarmy used car salesman? If so, you're not alone.

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